In my work as a psychologist I rely on lists. A lot. What are “symptoms” really? Lists. They
are a rundown of the qualities of experience a person has when struggling with a problem. Depression, anxiety, trauma, and so on are actually baskets into which lists of qualities are placed. But what about the opposite of mental disorders? Can healthy states be thought of in the same way? The short answer is yes. Positive psychology has begun to group positive qualities into larger constructs such as “kindness,” “bravery,” and “wisdom.” While some dislike the reductionist overtones of such an approach, it is nothing new. In fact, Buddhism is one of the earliest examples of how to do this well.
Buddhism is, in my opinion, the oldest and most sophisticated psychological science in the world. So it is not surprising that so many parallels exist with modern psychology, which is, in many ways, reinventing the wheel the Buddha set in motion millennia ago. Lists play a large role in Buddhism, especially when it comes to “diagnosing” rare states and transformations of consciousness. One of these lists is especially important. Think of it as the psychological profile of someone ready to awaken. The seven factors of enlightenment.
The Seven Factors
The seven factors are: mindfulness, investigation, concentration, energy, relaxation, rapture, and equanimity.
These seven arise in the meditator at certain stages of development, building gradually toward awakening. Then, when the first moment of awakening (stream entry) is close, all seven reach a peak. Six of them fall into balance with each other. The odd one out is mindfulness, which does not need anything to balance it. I often imagine these factors as being like a dog sled team. Mindfulness is the lead dog at the front of the team, followed by three equally matched pairs that balance each other perfectly.
Mindfulness – this one stands alone. Mindfulness is not merely bare attention to the present moment, it is also intuitively recognizing the kinds of things that are coming up and their significance (that is the fourth foundation of mindfulness). It sees what is happening and its significance right this instant. Mindfulness knows insights as they arise (the insight knowledges), and remembers what to do (or not do) at each development of the insight path. At first mindfulness is effortful. It is the first factor to come up, and it needs to be deliberately called up and entrained. When it begins to gain strength the meditator experiences the first stage of insight (knowledge of mind and body). So one way to tell if you are developing mindfulness, versus bare attention, is to see if you are able to experience the first stage of insight. As mindfulness is practiced in and out of meditation it becomes more automatic, taking on a life of its own.
This is where the dog sledding analogy is helpful. Mindfulness is like the lead dog, and lead dogs are very special. People build very close relationships with them and gradually turn over more of the responsibility for knowing the trail to the lead dog. Once a lead dog has experience with a path, it intuitively recognizes where the soft spots are, where the ice is thin, where the snow looks wet and where it is firm. It knows which turn to take and keeps the team moving down the center of the path and away from the slippery banks at the edges. It takes time and patience for a lead dog to learn, but once it knows a path, it can guide you along automatically, and you can let go and allow the team to take you to your destination. This is how mindfulness works as it matures and deepens. As a meditator gains experience, she learns to trust mindfulness more and more and to allow it to take the lead.
Investigation/Concentration – Investigation is the process of looking at an object and seeing that it is not what it appears to be at first glance. It is looking at something mundane, like the the sensation of the breath at the tip of the nose, and seeing that it is not just a single sensation called “breath,” but a dynamic field of flickering vibrations (anicca), that are not the observer (anatta), and are uncomfortable to hold on to (dukkha). It is balanced by concentration, which is the ability to keep the mind still for long enough that objects can be seen with sufficient clarity. It involves building a calm focus that is unwavering. Investigation is like the focusing of a camera lens. Concentration is like holding the camera still long enough to focus. When both of these factors are strong and in balance things can be seen clearly for what they really are.
Energy/Relaxation – These may seem contradictory, but they are actually complimentary. The great meditation teacher Ayya Khema sometimes described “energy” as “willpower.” This makes sense, although it is a translation that has lost popularity. It is the sense of applying oneself, giving all of oneself to the process and not holding back. It is the raw impulse that puts the other factors to work. It is balanced by relaxation, which is just what is sounds like. If you apply yourself, but are tight and clenched in body or mind, then the meditation is likely to stall out. Relaxation is that which allows the process to run smoothly, while energy keeps it running. These two, in a sense, feel like surrendering to the meditation, no matter how intense it becomes, with great alertness. To get an idea of what a peak balance between energy and relaxation feels like, reflect on how you feel right after a good workout, when you are letting go and not striving any longer but still full of energy.
Rapture/Equanimity – Rapture is a combination of joyful feeling and physical “pleasure.” That word is in quotes because it isn’t pleasure in the normal sense. It doesn’t come from the five senses. A pleasant feeling fills the body in one of several different ways, electrical tingles, fine vibrations, pulses, warm light – it can be percieved differently by different people, but it is always very pleasurable. There is a kind of erotic feeling to it for many people, and this can throw off many westerners who read over and over about renouncing worldly pleasure and not becoming attached to anything. It is important to understand that this kind of pleasure is essential to the development of deeper meditation. However, it needs to be balanced with equanimity, which is that quality of mind which does not grasp or cling to experiences, good or bad. Of all the factors, equanimity may be the most odd one, because there are few experiences in normal life that are similar to it. It is a sense of calm that remains interested and focused, without feeling like anything occurring is consequential to the observer. As my teacher once put it, “you no longer feel like you have a dog in the fight.” And yet, with all the rapture you are still deeply interested in what is occurring. These two balance each other beautifully.
When all seven factors are working well, they feel almost as though they take over, pulling the meditator toward awakening. Along the way the meditator puts in work and effort to develop the insights and the factors, but once things mature the combination of factors seem to grow in strength, balance, and in a sense, it feels as though they take over. It is at this point that the admonitions to “do nothing” and simply “let go” make the most sense. With the right factors in place, the process can now do itself, you simply have to hold on and watch.
I’ve been thinking a lot about what “pragmatic dharma” is lately. This is partly because I’m trying to get my own head straight as I write about it, and partly because Jack Kornfield recently criticized it on Buddhist Geeks. Kornfield, in his usual gentle style, was mostly circumspect in his criticism, but he did say that the leaders of the pragmatic dharma movement (I’m assuming he means Kenneth Folk and Daniel Ingram) have redefined key concepts in Buddhism. He suggested that the attainments aimed for in pragmatic dharma are, in essence, not the real thing. Coming from the author of A Path with Heart, one of the most easy-going, downright cuddly dharma books out there (while also covering some deep wisdom), such direct criticism is pretty harsh stuff. He also pointed out that the idea that people could attain enlightenment in lay life, a key idea in pragmatic circles, is something that does not make a lot of sense to him and that the experiences and insights a person has in lay life are not the same, not as “transformative,” as what occurs in a more rigorous monastic setting like the Mahasi centers in Burma. He seemed to imply that he understood what goes on in those places while Kenneth and Daniel do not, and so they are redefining things out of misunderstanding. This is odd, because both Kenneth and Daniel spent significant stretches of time in the Asian centers Kornfield is referring to, in the exact same lineage as him, so something isn’t quite making sense. It really seems like a he said/she said sort of situation. I disagree with him here, so hope I didn’t just distort his point of view too much.
Given that Kenneth Folk was my teacher and I benefited immeasurably from the pragmatic approach he used, I was a bit taken aback by Kornfield’s critique. I love his work, and generally think he knows what he is talking about in such matters, so I wondered if there was a misunderstanding or clash of personalities at work rather than a substantial critique. I mean, does he really understand what pragmatic dharma is? Does anyone? What is it really? As I thought about this I came up with a handful of characteristics that I think give pragmatic dharma its shape at present.
Pragmatism – this one is so important it is right in the name. I think that it is the defining characteristic because it stands in contrast to the way the dharma is being taught in mainstream Buddhism in the west. The mainstream has key elements of the Buddhist practice, but it often seems to be more a kind of lifestyle, identity, or a spiritualized form of psychotherapy, rather than a focus on awakening itself or the working elements of practice. It strongly emphasizes uncoupling meditation from attainments, as a sort of de-stressing strategy for a harried western world. This is a very different version of Buddhism from the traditional approach, which strongly emphasizes attaining specific outcomes, like insight knowledges or stream entry, which are viewed as imminently practical. In the westernized version of Buddhism these practical attainments, and even awakening itself, seem to go out of focus and become a kind of aspirational concept rather than a reality. Kornfield actually said as much in his Buddhist Geeks interview, and what is interesting about this from a historical perspective is that he had a very important role to play in this transformation of Buddhism in the west, which is documented in the book Mindful America. This new style of dharma, unique to the west, was dubbed the “mushroom culture” by Bill Hamilton (the teacher of both Daniel Ingram, Kenneth Folk, and founder of the Dharma Seed audio library) who reportedly explained that this new western approach is like growing mushrooms, you “keep them in the dark and feed them shit.” Pragmatic dharma is a reaction against this new westernized style. It is a move to focus on what matters in the dharma – awakening and what leads to it – rather than the things that seem to be more lifestyle or therapy oriented. It is ironic that Kornfield critiques pragmatic dharma as redefining Buddhism away from the traditional meanings, because that is exactly the critique pragmatic dharma folks are making of mainstream Buddhism in the west.
Transparency – pragmatic dharma is big on breaking the taboo on talking about attainments. It means coming right out and saying so if you attained a jhana, had a cessation, or know what an insight is like because you had it first hand. The upside of this is that it invites people to see these things as real rather than fairy tales (which the mushroom culture seems to encourage). It also eliminates the weird game of spiritual marco polo that sometimes gets played when people talk around their own attainments rather than about them. The downside is that it provides an opening for people who simply want to make things up. If it becomes chic to say you attained jhana then no doubt people are going to start redefining jhana to match whatever they experience in meditation, that’s going to lead to a lot of confusion. So on this I can see the validity of the criticism. But does that mean we really need a taboo that leads people to not take these things seriously? Perhaps there can be a middle ground here. I can imagine a situation in which people are encouraged to be open about their attainments within select company. There are plenty of aspects of our lives that we keep private except with a close group, perhaps attainments can start to fall into a similar category. Not quite public, not quite taboo, but something we are open about with those who are going to understand and not overreact.
Digital – pragmatic dharma is a sangha in the cloud. There are communities, but they are mostly online communities. Message boards, forums, blogs, podcasts, and other online mediums are the spaces where ideas pop up and are explored. The Hamilton Project has a great list of pragmatic dharma sites. Buddhist Geeks has an online training program that looks fantastic, and pragmatically minded lay teachers (like myself) often teach people meditation online, via skype or other forms of live online interaction. Small groups meet in person in cities all over the world, but for the most part it is an online phenomenon. This gives it an interesting radical quality. There is something rebellious in spirit about pragmatic dharma that is found in many web-based movements. It is untethered to institutions and traditional hierarchies, and in this sense it is the dharma equivalent of Bitcoin or Wikipedia. A decentralized, crowdsourced fund of emerging wisdom and experimentation, that is unpredictable and destabilizing to established approaches. Some of the ideas that come out of it are destined to fail, like so many internet phenomena, but some are very good and deserve to be taken seriously. The internet is the perfect medium for this kind of experimentation.
Secularism – not everyone who is interested in pragmatic dharma is secular, but so many are it is difficult not to see a trend. Kenneth Folk is openly secular in his approach, eschewing the religious tradition and dogma for a more scientific and modern view of meditation as “brain training” or “contemplative fitness.” As he said in a 2013 article for Wired Magazine “All that woo-woo mystical stuff, that’s really retrograde.” This trend in pragmatic dharma makes sense because secularism is in essence a scientific perspective, and the scientific perspective is almost pragmatic by definition. From a scientific perspective things only cross the threshold from woo-woo to reality when they’ve been shown to actually work in some fundamental way. This is a version of what pragmatic dharma is doing by focusing on attainments. The moment one takes attainments seriously then one has a sensible way to gauge whether things actually work or not. The threshold is the attainment. And the test of whether something works is whether it leads one closer to the attainment or is merely, to use Kenneth’s phrase, woo-woo. A secular focus means that those aspects of practice that actually work to produce insight and awakening take primary importance, while dogma, doctrine, and cultural additions tend to fall away. This leads to pragmatic dharma’s focus on techniques, maps, or even practices outside of any tradition, while downplaying mainstream Buddhism’s lifestyle-oriented focus.
A focus on ordinary life – most people involved in pragmatic dharma fall into the category of lay practitioners, but what makes them different from lay sangha in the past is that they are not (for the most part) focused on building merit by serving a monastic community in the hope of awakening in future life. They are focused on awakening in this life. This is an idea taken whole from the vipassana revival in Asia that led to the mindfulness movement in the west (see The Birth of Insight for a history of this movement in Burma). Ledi Sayadaw, Mahasi Sayadaw, Goenka, and others spread the idea that lay people could practice Satipatthana meditation and learn Abhidhamma well enough to move along the path while also participating in ordinary life. As a result of this movement great lay teachers such as Anagarika Munindra and Dipa Ma, who were major influences on the western mindfulness movement, were able to teach and spread the idea that awakening is possible in lay life. As the vipassana movement landed in the west it brought this idea with it, and the idea that one could practice meditation and study Buddhism in lay life flourished. Yet the idea that awakening is possible in lay life is deemphasized as attainments take a back seat to a focus on de-stressing and coping with lay life effectively. Pragmatic dharma takes the idea that awakening is possible in ordinary life literally and seriously.
These five characteristics, pragmatism, transparency, a digital community, secularism, and focusing on awakening in ordinary life, are what gives pragmatic dharma its current shape. But there is something else that is worth understanding about them. They are occurring within a much larger picture that, I think, defines the disagreement that leads someone like Kornfield to criticize this upstart movement, and that is the presence of what I have come to call the “silent sangha.” Right now there is a vast group of people in the west who meditate regularly, practice mindfulness at the office, or are going through mindfulness based stress reduction courses on their doctor’s advice, who are gradually getting deeper and deeper into the world of meditation. They love meditation, but they really do not care much about Buddhism. There is a disconnect between them and a fuller understanding of meditation, beyond mindfulness, and in the coming decades the challenge for Buddhism will be to package and deliver the deeper teachings to them in a way they can understand and which will help them take the next step toward awakening. The silent sangha is a massive and paradigm-shaping group. More than any teacher, more than any blog, magazine, book or traditional institution, it is they who will shape what the dharma is going to look like in the west. What will Buddhism look like in the west when they start to take awakening seriously? If you think this is not a possibility, I’d urge you to read 10% Happier by Dan Harris and get an inside look at his transformation from skeptic, to mindfulness fan, to someone who tentatively wonders if awakening is possible in this life. I think there are millions of people just like Harris, and their minds are gradually opening to this possibility.
It is in this context that a new approach to Buddhism, a truly western approach friendly to the western worldview, is going to emerge. Will it focus on attainments and awakening in this life? Or will it remain lifestyle and therapy oriented? Will it find a way to combine the two? What will western Buddhism become once the silent sangha collectively decides to go deeper? These are the big questions that are the backdrop for the disagreement that Kornfield is having with pragmatic dharma, and that pragmatic dharma is having with mainstream Buddhism. It isn’t really about what Buddhism from Asia is, or whether particular claims about attainments are true or not, it is really about what western Buddhism is going to become. In this context these disagreements seem healthy and vital rather than divisive or harsh. They are a sign that bigger trends are on the move and growth is occurring.
I’m curious to see where it all goes.
The Tim Ferris podcast is fascinating because he interviews fascinating people – cutting edge thinkers, radical artists, start-up gurus, fitness freaks and other people breaking boundaries and changing our world – and there is one thing about these people that keeps coming up:
They meditate. Almost all of them.
This has not escaped Ferris, who comments on it frequently and pushes the idea that meditation can be a productivity tool, kind of like speed reading or amazing time management. Personally, I’m not so keen on mediation as a tool for business success, in fact, when I teach it to people this is the first myth I try to dispel. But I am excited to see so many influential people sitting down, shutting up, and tuning in to something deeper in themselves.
So if the soon-to-be one percent are meditating, what are they doing exactly? It seems pretty vague, and most of it seems to be in the vast basket of “mindfulness” practices (which could be almost anything). This means that while many of them are meditating, very few of them may be experiencing the deep transformations that come with insight. But a few of them probably are experiencing such transformation, and regardless of the type of meditation or what they are using it for, one thing is certain: there are now more meditators in positions of influence and high social status than ever before, and this really has my imagination going. Allow me to indulge in a bit of wishful thinking…
Imagine a future where meditation has its own Elon Musk or Bill Gates. Imagine foundations dedicated to supporting stream entry for people in “dharma deserts” (far from meditation centers), global insight initiatives, X prizes for the best technique to attain first jhana, research on what jhanas and nanas do to the brain, and genius grants for talented meditation teachers. Imagine what it would be like if the overachievers began to experience awakening. If they unyoked meditation from the worship of productivity and began seeing it as a good in and of itself that deserves time, resources, and public support. Imagine the way such a change would effect the lives of ordinary people. Imagine what it would be like if taking time off from work to meditate was no more unusual than going to a conference or getting specialized training in your field – and if it were considered just as important. Imagine if meditation teachers were covered by your insurance company, just like dentists or psychologists.
This is just a fantasy, but such a world is possible. Probable? Not yet. But sometimes, in my more optimistic moments, and when I listen to people like Ferris speculate about why meditation is embedded in the routines of the most influential people, I begin to think that such a world is not just a happy thought, it could one day be a reality.
Enlightenment is real. It is a real as anything else in life. It is real like love is real. It is real like the color blue is real. But there is something tricky about it – it is what scientists call “qualia,” that is, it is something that cannot be measured, quantified, or understood through the standard tools of science. But that may be changing, because science is changing.
Along with being real, enlightenment is very mysterious. It is very difficult to understand, and in a fundamental way, it cannot be understood rationally. Like any qualia, it has to be experienced to be known. And when something is both real and mysterious it won’t be long before science becomes curious about it, no matter how difficult it is to study.
In the past when something was both real and mysterious, we used the science of ages past to understand it. And that usually meant we worshipped it. That is what happened with enlightenment. We built temples to it, bowed down to it, erected monuments in our minds and in our hearts to it, and encased it layers of the best cutting-edge thinking available at the time – which we now call superstition. While these things are good at preservation, they are terrible at changing with better information. They ossify the ignorance as well as the truth. Luckily, within most enlightenment traditions, this is widely understood and so tradition is simultaneously respected and chided by the great teachers. Enlightenment became entangled with religion, with identity, and with belief a long time ago and that is not going to change anytime soon. But things are going to change. Call me optimistic. Call me crazy. But things seem to be changing gradually, and it could be that we are about to see a true science of enlightenment.
Why do I think this? There are a few reasons. The ballooning funding for meditation research, both in the NIH and from private foundations is one reason. The increasing number of scientists, industry and tech leaders, and ordinary people who are experiencing enlightenment for themselves (and becoming vocal about it) is another. But mostly it comes down to whether scientists themselves are serious about this idea, and it seems like that may be happening. For the first time in history, many people with serious funding and institutional resources are seriously considering whether enlightenment can be studied scientifically, and questions about whether such a thing is possible invites curiosity rather than opprobrium at scientific conferences. Some tentative studies are breaking new ground, and because enlightenment is real, they are finding something. But the quality of the research has not been very good. The fact that they are finding something is a clue as to what could happen next. As the quality improves and the questions become more sophisticated, the results of such research will do the same thing Galileo’s telescope did for our understanding of the world – confirm a vaster reality while overturning centuries of dogma. And that is something scientists love to do. If it begins to happen we may see a boom in the study of topics that were once thought off-limits to science – indeed we may already be seeing it.
A century from now people may look back and realize that ours was a time when the broader culture had the first inklings that enlightenment just might be real. When we began the slow exit from a long dark age, a time when we knew very little about our most fundamental nature, and entered a time when a reasonable, clear-headed view of spiritual enlightenment became as accessible as any other kind of knowledge. When people began to take it as seriously as some of the stranger ideas in psychology or physics. A time may be coming when people will have as much respect and awe for brain scans of enlightened minds as they have for Hubble deep field images. But I suspect getting there will not be easy. There will be a lot of arguing, and likely some very unenlightened behavior. We are already seeing the beginnings of this change, as some traditionalists deride the secularisation of Buddhist ideas, and others, like the Dalai Lama, are embracing the change. This is only the beginning of a much larger debate that we will be having in the coming decades.
We are nearly there. I’m keeping my fingers crossed that my grandkids will be able to enroll in Awakening 101 in their freshman year of college. Until then, we should all keep urging serious people to take enlightenment seriously.
The takeaway: This is a high-level dharma book about a complex topic that baffles many who study it. The book is a good one for those who want to get serious about studying the doctrine of dependent arising.
In 2000 I started attending a Sri Lankan Buddhist Vihara in Washington D.C., where I learned to meditate and also discovered the joy of Sri Lankan Buddhist books. I was a naive american who bought most of his books from Borders, and at the vihara’s little bookshop I discovered a whole new world of Buddhist thought and philosophy that was much more compelling than anything I encountered before. Eventually I travelled to Sri Lanka, stayed in meditation centers there, and returned with a pretty serious meditation practice – and a suitcase full of books. These were the kinds of books that wouldn’t make the Oprah book club, or crack any bestseller lists. They were never meant to. They were the hardest of the hardcore dharma, and I learned a lot from them. This experience taught me something about modern Buddhist culture that everyone should know, the best writing on Buddhism is not happening in the states, or anywhere in the west. The best books, even in english, come out of Buddhist countries. Within Sri Lanka there are many independent presses that regularly put out some the best books on Buddhism. These books, often written by monks or advanced lay meditators, specialize in the deepest and most perplexing aspects of Buddhist philosophy and meditation. For those who like (or need) such things, these books are absolute treasures. They are traded among friends and cherished, and given as gifts to build merit and show respect to the recipient. Palitha Mapatuna’s new book Dependent Arising, available from The Buddhist Cultural Centre in Sri Lanka, falls squarely in that category.
Dependent Arising is just like it’s name – clear and to the point. Mapatuna wastes no time dressing up the ideas or watering them down, but instead he lays out the case for this particular aspect of the Buddha’s teaching like a professor laying out a geometric proof, step by patient step. Keeping up with him can be a little difficult, and at times I found myself rereading sections several times in order to make sure I understood before moving on. This is important, because each point builds on the next, and so if you dive into this book I would advise taking your time. It is not a long book, but it is information-rich. Have some scratch paper handy too. At times the only way I could follow the logic was to literally diagram it out for myself on paper. Mapatuna takes on a complicated topic here, and he clearly assumes that the reader is ready to handle it’s deepest complexities.
For those unfamiliar with the doctrine of dependent arising (or if, like me, you need a refresher), it is the Buddha’s most complete expression of why things are the way they are. It shows how, in a chain of linked phenomena, hooked together like train cars rolling down the track of time, past lives connect to this present moment, and how we end up in so much distress.
A couple of big points to keep in mind about dependent arising. First, it is not a chain of cause and effect, but rather a chain of interdependence. The links in the chain are not caused by the preceding links, but rather depend on them, the same way the leg of a table depends on all the others to remain standing. Second, and this is the biggest issue I hear about from many westerners, this doctrine goes explicitly into past and future lives. For some, this has led them to dismiss it out of hand. That would be a big mistake. Even if you don’t believe in past lives you can still find use in dependent arising, because many of the links occur in this very instant. You can observe them happening even as you read this. This model represents one of the most nuanced examinations of our present-moment psychology to come out of Buddhism.
Here are the 12 links summed up as I understand them (Mapatuna does a much better job of it in his book):
- Ignorance – in our past and present lives we mistake things that cause us unhappiness for things that make us happy. This links up to:
- Determinants – because we didn’t know better (in past lives and in this one) we build a momentum with “determinants,” which are things like intentions and volitions, that keeps the mind running after the things that make us unhappy. This momentum links up to:
- Consciousness – a primitive form of raw consciousness, carried by the momentum of past volitions, jumps from one life to the next, linking to:
- Mind and Matter – In this model we’ve just arrived in the here-and-now and are in the world that everyone, Buddhist or not, can agree exists. The raw stuff of our subjective experience. These two basic elements then link to:
- The six senses – Don’t be thrown by “six” senses, Buddhists include the mind as a sense along with sight, touch, hearing, etc. With the link of mind and matter, along with the six senses, the next link is:
- Contact – Mind and matter and the six senses come in contact. For those who are heavy solipsists and think that Buddhism is an expression of that, think again. The Buddha is clearly demarcating internal and external phenomena here, otherwise “contact” would be meaningless. This link is the world of flowing experiences you are in right this second. Thoughts, feelings, moods, sensations and other normal experiences are in this part of the model, which then links up to:
- Feeling – All of these flowing phenomena are automatically put through a lighting-fast sorting process which puts them into one of three basic categories: we like it, don’t like it, or don’t care. This is usually expressed as “pleasant, unpleasant, and neutral.” Feeling then links up to:
- Craving – Once something is sorted into one of the three baskets we want more of it, less of it, or ignore it. This is the part of the model that is most critical for insight practice, because up until this point things were happening so quickly and automatically that we could not really do more than observe, but at this critical link we can actually get to work. There is a subtle pulling toward pleasant feelings, pushing away of unpleasant feelings, and this push and pull often goes on at the edge of awareness. With awareness of what is happening to us we can see this craving as it occurs, put it front and center in our minds, and make a deliberate choice about how to respond, a lot of the practice has to do with how we make these choices. Craving links up to:
- Grasping/Taking up – this is action. In Buddhist philosophy this is where new karma is made. Grasping is usually habitual and automatic. It happens all the time at a very subtle level, driving our behavior. But if we are watching craving closely and not reacting automatically, we can hold off on the grasping. Grasping links up to:
- Becoming/being – The model exits the immediate world that both Buddhists and non-Buddhists can agree on, and posits that grasping links up to the creation of future experiences and outcomes, including future lifetimes. Becoming is the link that connects what we do here and now to our next life. Becoming links to:
- Birth – you are born again.
- Aging and death – Because you are born again you go through the same painful struggles again.
These are the spokes on the wheel of samsara, going round and round, and Mapatuna’s reflection on it in Dependent Arising points out how rich this model really is. It fits perfectly with the other aspects of the teaching, such as the four noble truths, the five aggregates, and most of the other Buddhist descriptions of our condition. That makes sense, because this model is (according to the Pali texts) the very thing that the Buddha realized under the Bodhi tree on the night of his enlightenment, discerning the links in the first watch of night, followed by the links in reverse order in the second. To understand this model is to grasp something crucial about what the Buddha experienced on the night of his enlightenment, but understanding it isn’t easy. Every time it seems clear, another mystery about it comes into view. Indeed, when Ananda told the Buddha that he understood it the Buddha admonished him to think again, saying that he had not really grasped its profundity.
If you want to grasp it, this book would be a good support to your efforts. I’d recommend this book if you are already familiar with the model of dependent arising, know its importance, and are ready to get serious about understanding it. Mapatuna’s particular skill in this book is not merely describing the links, but showing how they link together, and what evidence shows those connections. It is a book for a serious reader, ready to grapple with some profound ideas.
The takeaway: This book is about the struggle of a guy trying to figure out what is real in the world of pop-spirituality. The good news is that he found it. The bad news is that he had to search through loads of woo-woo to finally discover what it is. This is a good book for teachers, advanced students, and people deeply involved in meditation communities to read, because it is a reminder that the people who show up, get involved, and commit to the work have had to put up with a lot of stupidity before you ever see them. They deserve a lot of respect.
Dan Harris is not an awakened master. In fact, he is about the farthest thing from an enlightened person that there is, and he’d be the first to admit it. An avowed atheist and skeptic, he’s turned off by the spirituality and oddball ideas associated with meditation. And in my opinion that is why he is the perfect person to write a popular book on meditation.
First the background: Harris is a news reporter, and the book opens with an account of one of the worst days of his career. Maybe one of the worst days of his life. He is reporting live on Good Morning America, one of those upbeat morning shows where the news is mixed with cookie recipes, dancing pop stars, and lots of weather reports for places where you don’t live. On the morning Harris describes, viewers from all over the country are eating cereal, drinking their coffee, and waking up while watching GMA, when he has a full-blown panic attack live on the air. A racing heartbeat, gasping for breath, inability to speak – the whole embarrassing thing unfolds in front of approximately five million groggy-eyed viewers just before they head off to work for the day. For a reporter, it is the stuff of nightmares.*
The reasons for the attack are numerous and make up an interesting biography in the first couple of chapters, but what is most interesting is what happened next. He goes on a search to change himself, and it turns into a kind of postmodern spiritual journey: a spiritual journey by an investigative journalist who investigates all things spiritual for a national news outlet. How meta can you get?
If you meditate, then the basics of his search will probably be very familiar to you. He reads self-help books. Then he stumbles upon Eckhart Tolle, Deepak Chopra, and the other Oprah Book Club gurus. He goes from books to talks. From talks to meditation. And so on. It seems to be the trajectory many people follow in the west. Step one: read the books. Step two: listen to the teachers. Step three: try it for yourself. Step four: repeat.
But here is the unique thing about Harris’s story, he is in a position not just to read the books, but to interview the authors. Harris goes on a bit of a mission to investigate the gurus and see who they really are. He clearly has a spiritual yearning, but his reporter’s instincts give his investigation a clarifying effect that is missing from other “spiritual journey” biographies: he can easily see what is BS and what is not. And there is a lot of BS. He sums up the problem he encountered perfectly in the opening chapter:
Meditation suffers from a towering PR problem. Largely because its most prominent proponents talk as if they have a perpetual pan flute accompaniment.
He gives a frustrating account of his interview with Tolle, who has a way of producing loads of what Kurt Vonnegut would call “foma,” sayings that are harmless but essentially meaningless, only to suddenly say something so true, clear, and powerful that it shocks you into amazement. The effect is short-lived, because more foma quickly issues forth. Harris senses that Tolle is on to something, but he can’t put his finger on what it is and can’t get any meaningful advice from him on how to find out for himself. He drops him for a time, but he makes a reappearance later in the book.
After Tolle he moves on to Chopra, who comes off horribly in the book. Chopra is not so much a spiritual guru as a business guru, a salesman, and he is a glutton for fame and attention. Harris is restrained and polite in his skepticism, but clearly after spending time with the blackberry-addicted, media-loving, savvy businessman that is Deepak Chopra, Harris feels less than inspired.
But luckily, that is when he runs into Mark Epstein. Epstein introduces him to Buddhism, the mindfulness movement, and the world of people associated with insight meditation.** It is touch and go, and the mindfulness people don’t seem that much better than Tolle or Chopra at first. But over time he comes to see them as more real and less obsessed with fame. The fact that they make no weird claims about quantum vortexes, the law of attraction, or awakening hidden energies doesn’t hurt. Epstein and many others seem like ordinary people who discovered an extraordinary thing – meditation actually works when you know how to do it. But still, the world of mindfulness and Buddhism has its fair share of sentimentality, if not outright woo-woo, and in this respect teachers like Tara Brach do not come off well in the book.
Despite his skepticism, he begins meditating and discovers, like so many millions, that it actually works. But he is frustrated by the dissonance between the weirdness of the culture surrounding meditation and its incredible down-to-earth practicality. As he puts it:
I suspect that if the practice could be denuded of all the spiritual preening and straight-out-of-a-fortune-cookie lingo such as “sacred spaces,” “divine mother,” and “holding your emotions with love and tenderness,” it would be attractive to many more millions of smart, skeptical, and ambitious people who would never otherwise go near it.
In the end of the book, Harris does not become enlightened. As far as I can tell, he has only begun his practice. This is not a book about the joys of finishing the path, or even of being on the path, but rather the relief of finally finding the trailhead. It is about the frustrations of finding real information despite the wall of white noise that is modern pop spirituality. The thickets of new age confusion that one can get caught in are on full display in this book, and Harris, with his investigative journalist’s eye, describes just how awful they are for someone starting their search. And while this could give the book a cynical tone, the overall feeling is hopeful. Harris does find the trailhead. He finds a practice worth doing and is excited to demystify it for other newbies. From what I can tell he has not yet experienced the first big mystical breakthrough, what is called the A&P, but if he keeps meditating I’m sure he will.
I’m looking forward to that book.
*The way the other anchors and the corporate folks respond to his panic attack is amazing. It makes one question the stereotypes about those involved in the news media.
** It’s an odd coincidence, but I ran into Harris at this point in his journey. We attended a dinner together and though we didn’t get a chance to talk I kept wondering why he looked so familiar. I assumed we must have skyped about meditation at some point so as I was leaving the dinner I waved at him and said “sorry we didn’t have a chance to talk.” Now I understand the look he gave me, which at the time I thought was “I’m sorry too,” but in hindsight must have been “who the hell is this guy?”
The takeaway: This is not light reading. Venture into this only if you are serious about understanding what the Satipatthana actually says. Otherwise, read the more friendly summaries. Or just read the sutta itself, which is here.
Satipattana, The Direct Path to Realization is not one book, it’s two. The first book is in the text, and the second is in the footnotes, which sometimes take up half a page. Both books are full of detail. Both books are a challenge to the lay reader because the writing is scholastic, abstract and filled with exotic terminology. But it is abundantly clear that in both books the author knows what he is talking about. If you are serious about knowing what is in the Satipatthana, this is probably your go-to book.
Let’s back up a moment: what is in the Satipatthana Sutta that it merits a whole two books? The Satipatthana is a discourse found in both the Majjhima Nikaya and Digha Nikaya (two of the root texts of the Buddha’s original teachings) and it is special because it gives amazingly clear meditation instructions. A surprising fact about the original discourses: there are not many places in them where the Buddha gives nuts-and-bolts meditation instructions. The Satipatthana is unique among them because it stands out as the clearest, most complete, and the most unique to the Buddha’s teachings. So if you want to do “Buddhist” meditation, you can’t go wrong doing what is in the Satipatthana.
Another reason to study the Satipatthana is that after giving the meditation instructions the Buddha tops it off with a big promise. At the very end he explains that if anyone does this kind of meditation day and night diligently for just two weeks she can expect to reach awakening (stream entry). Think about that. If you get it together enough to put all your energy into this meditation for about the length of an average vacation, you can awaken. When he calls it the “direct path to realization” he is not joking.
Now, most of us, myself especially, cannot keep up the level of intensity he is describing for that long. This kind of meditation can wear you down. So two weeks of nonstop mindfulness is, well… aspirational. No problem. The Buddha adds that if you keep it up at a more moderate level you can expect awakening in 7 months to 7 years. That’s not very specific by modern standards, and some people might balk and putting in work on a such an open-ended project, but when you consider what is being promised, it is well worth the effort. So the Satipatthana sutta is especially interesting to folks who are ready to get serious about their meditation and see if awakening is real.
The Satipatthana translates as the “Foundations of Mindfulness,” and it is considered the source of what is now commonly called “insight meditation.” The sutta lays out two broad ideas: first there is a special technique of meditation invented by the Buddha (mindfulness), which one then applies to four categories of experience. Hence the “four foundations of mindfulness.”
The technique described in the sutta is to get focused, build some concentration (how much is the source of a lot of debate), and then to turn attention to ordinary things. And when I say ordinary I mean very ordinary. Itches. Sounds. Pressure. Mental images. The constant channel surfing of the body and mind in all their busy activity. What do we do when we look at these things? We simply “know” them. That’s it. That’s the technique. This is the counterintuitive part. He’s not advocating doing anything. Just “know.”
This is so simple it is mind-bogglingly hard to understand. We want to do something, change something, create something. But no. The Buddha is saying clearly over and over, just know what you are experiencing in your body and mind right this instant. That’s it. That’s all. Just do that and keep doing that as long as you can.
For anyone experienced in the natural sciences this should sound vaguely familiar. Consider how Jane Goodall studies chimpanzees. Or how natural scientists of all kinds study the behaviour of complex natural systems in their native environment. The very first step is to simply immerse yourself in the system and watch. That’s all. Don’t interpret. Don’t interfere. Don’t test. Don’t theorise. Simply watch.
The Buddha is explaining how to conduct the data collection phase of naturalistic study.
Everything that is called “insight meditation” today flows from this simple technique. Whether it is noting, body scanning, open awareness, or any of the other dozens of ways of doing insight meditation, they all are different ways of simply getting you to immerse yourself in the mind and body and then observe without interfering. The technique is simple moment-to-moment data collection.
So what do we collect data on? In the sutta these are the four foundations. To return to the Jane Goodall analogy, imagine that she were to sit with a pad and paper with four columns on it while watching the chimpanzees. Each column represents a different category of behaviour she wants to watch for, and each time she sees one she simply makes a brief note in that category. In this kind of meditation we are instructed to do something very similar. This is where Satipattana, The Direct Path to Realization really shines. The author gets into the nuances and subtleties of the four foundations in a way that is intriguing. It turns out that there is a lot of information packed into the sutta, even though is is relatively short. If you like deep study into Buddhist theory and deconstruction of language, then you will love this book.
I won’t go into a lot of detail about the four foundations here, because obviously you would need a whole two books to do cover everything, but there is one aspect of the four foundations that I love and it is hard not to share. It’s also one that really confuses people. So please excuse me for geeking out for a moment.
The first three foundations are straightforward. They roughly correspond to the body, the mind, and how you react to the contents of the body and mind. But the fourth foundation is my favorite. It is also the least understood. It is often translated as “mental objects” or not translated at all and left as “dhammas” with a small “d.” It always strikes people as a bit strange because it doesn’t fit at all with the first three, which are pretty intuitive.
The fourth foundation contains things like the five hinderances, the seven factors of enlightenment and the five aggregates. The reason I love this foundation is because it shows the Buddha’s humanity. This is what I call the “kitchen-sink” foundation, because it seems like it is the one in which he threw everything else that he couldn’t fit neatly into the first three.
Let’s return to the Goodall analogy. Imagine that on her pad the first three columns had items that any person would recognize as relevant for animal behavior, such as “feeding,” “sleeping” and “mating.” But then in the fourth category she had a wide-ranging list of things to watch for that were unique to chimps and were part of her theory of chimp behavior, such as “hierarchical posturing,” “selective grooming,” and “sharing resources.” You couldn’t really study chimpanzees without watching for such things, but they don’t fit neatly into the most basic categories. That is exactly the case with the fourth foundation. Anyone can easily watch for body sensations, mental activity and reactions, but there are subtle and important things occurring that are part of the natural behavior of the body and mind. They don’t fit neatly into the first three categories. And if you do the meditation long enough you are bound to come across them. That is the fourth foundation.
Overall, I would recommend Satipattana, The Direct Path to Realization for two kinds of people. The first are those who are true hardcore Buddhist geeks (if you listen to the podcast of the same name you are likely in this category). The kind who know the original Pali words for things, and consider studying the Visuddhimagga to be a good way to spend a Saturday afternoon. The second kind of person who would get something from this book are those who have been doing insight meditation for a while, and maybe something is starting to happen. Maybe you have had some unusual experiences, or something deeper seems to be working. You are becoming more serious about insight meditation and want to learn more about it from an in depth analysis. If that is you, I don’t think you can get much better than this book.
There is this phrase that is used in Buddhism to denote when big changes happen: “a turning of the wheel.” It’s always struck me as a little cryptic and eerie-sounding. Wheels, after all, don’t care what they run over. But it fits when things in Buddhism start to change as though something large and outside of anyone’s control is on the move. Now might be one of those times.
The first turning of the wheel happened when the Buddha gave his initial instructions to a group of close friends. The second and third had to do with the expansion of those original teachings to include Mahayana concepts. These days there is a lot of talk that a fourth turning may be coming soon, and much speculation about what it would look like.
People who are into this sort of thing (I’m looking at you, Integral folks) are excited about how technology, neuroscience and the internet are all converging on meditation in a way never seen before. And I think they may be on to something. A big change is coming, but I actually think it already came and we missed it. Or rather, we are only now beginning to feel it. Because when you step back and look at what is going on, one of the biggest experiments in history is already well underway.
Like any good experiment, this one has mostly to do with the numbers. Consider that during the lifetime of the Buddha he taught large gatherings of people just about every day for forty years. Historical records are sketchy, but if we are very generous and grant that he taught an average of 100 brand new people every day of those forty years, then he reached around 1,500,000 people directly in his lifetime. That is about the population of Phoenix.
Fast forward to today. Approximately 31 million americans meditate every day. That’s right. Every day in the US more people are meditating than he could have reached in twenty lifetimes. The equivalent of four New York Cities. While global estimates are not available, it is not unreasonable to believe that there are more people meditating every single day than were alive on the planet in the Buddha’s lifetime.
Even stranger is the fact that this all happened in the blink of an eye, historically speaking. It is reasonable to think all those new people meditating gradually built up in a nice predictable sloping graphed-out line over centuries. But no, as is usually the case, things aren’t reasonable. Just consider that it wasn’t that long ago in the west that meditation was a fringe activity restricted to beat poets, hippies, and other creative riff-raff. But that creative riff-raff went on to invent ipods and run countries. And so now meditation is about as mainstream as little league and pizza. Meditation’s growth in the past half century has been astonishing. It went from something artists did alone in the woods to something written about alongside the recipes in the Ladies Home Journal, and all that change happened in about the same amount of time that it took the Buddha to reach those 1,500,000 people.
All experiments start with parameters, and that is the first parameter of this experiment: a sudden, and massive, increase in scale. A vast new sangha has been created in a flash. We have little information about it, but we can be sure it is very different from the sanghas of the past. So let’s call it the “beta sangha.”
The second parameter has more to do with quality than quantity. Who are all these new people in beta sangha? We don’t really know for sure, but what is clear is that the betas are nothing like stereotypical meditators of the past. It is now normal to hear CEOs talk about mindfulness. Celebrities, pop stars, and even presidents talk breezily about their daily meditation practice. Soldiers are taking audio instructions for meditation on deployment. Children are learning meditation in grade schools. Corporations are starting to give employees meditation breaks. Hospitals, social workers, and school counselors are teaching people how to to meditate. I could go on.
The world of meditation has not simply increased in population, it has dramatically diversified. Not only are more people meditating than ever before, wildly different types of people are meditating. The ultra religious and the hardcore atheists. Business folks and spiritual people. Conservatives and liberals. To say that meditation has become inclusive would be an understatement. And that is the second parameter of the experiment: people who never would have meditated in the past are now doing it in large numbers.
The third and final parameter is, I’ll admit from the start, a little heretical. It has to do with the quality of the meditation being done. In the world of religious Buddhism it is often thought that things have degenerated over time. That the teachings have become weaker and less effective. But is that really the case? If you think of the Buddha as an omniscient conduit of perfect information then it is perfectly reasonable. But if you take him at his word, that he was just a normal person who woke up, then he was a person who made a discovery that has become the foundation for further work. He was the Galileo of awakening, and since his time an army of forgotten meditation experts and engineers have moved from handmade telescopes to Hubble Deep Field Imaging. The last two turnings can be thought of as sudden leaps forward in the the work of successive refinements in the technology of awakening discovered by the Buddha. If anything, the technology has become more powerful, simpler, and easier to learn.
By the time the betas emerge in our century there are literally hundreds (possibly thousands) of extremely powerful meditative techniques that people can learn in a very short amount of time. The technology of awakening is now so powerful that if an average person commits the same amount of time and energy to meditation that they do to getting a college degree, they can experience profound change, and awakening is certainly possible. That is the third parameter of the experiment: the opportunity to awaken in lay life is greater than ever.
So when we put all the parameters together, in context, the experiment looks like this: we have recently moved from a point in history in which meditation was the lifetime task of a few elite dedicated monastics living in special conditions in relatively remote areas, to a globalized interconnected world filled with many millions of diverse people using very powerful meditation techniques every day in their normal lives. The people carrying out this experiment surround us. Ringing up our groceries, delivering our mail, making our laws, telling us the news on television, learning in our schools, and raising children at home. Beta sangha is a colossal and diverse new group, with no particular lineage, no particular faith, and even no particular interest in the religious and cultural aspects of meditation. They love meditation. But in a very real way they could care less about things like a fourth turning, and they are the ones most likely to deliver it.
Nothing like this has ever happened.
With more diverse people using powerful meditation techniques an interesting new paradigm emerges: a full curve. There is, and probably always has been, a bell curve of meditation. On one tail of the curve are people for whom meditation has meant becoming a little more relaxed. In the large middle are most people, for whom there is both relaxation and some insight, a glimmer of awakening. And at the other tail are the people who have taken it very far and some who have awakened. And at the farthest end are the outliers. The Dogens, the Milarepas, and Mahasi Sayadaws. These are the folks who have an uncanny talent for taking meditation to a far and deep place. In the past they have all been monks. But with the emergence of beta sangha this is about to change. The curve has recently flooded with millions of lay people. Some of them will have exceptional talent. A handful will see into the deepest insights discovered by past masters, and perhaps farther. The future outliers will probably be schoolteachers, mechanics, or bus drivers. We are quickly coming to a time when the most profound wisdom will come from the most unexpected sources.
The past turnings of the wheel had to do with the qualities of the teaching in some way, such as the meaning of “emptiness,” or whether “nibbana” was outside of day-to-day life. But the next turning will be less about the qualities of the concepts and more about what I call “the qualities of quantity.” The sheer force of numbers will shape the dharma to become more egalitarian. More open and easier to understand. To use a phrase from the world of technology, it will become more “user-friendly.”
I would expect that if beta sangha creates a fourth turning it will not give us a new insight into anything like emptiness. Instead of a new insight, we will get a new attitude. A more playful attitude. A lay attitude. An attitude about meditation more comfortable in jeans than robes. An attitude that recognizes wisdom without taking itself too seriously. It will be an attitude that rejects mystery, secrets, and ritual. It will be extremely pragmatic and intolerant of hierarchy. In short, if a fourth turning is coming, it will likely knock the dharma off its pedestal and bring it closer to daily life. A fourth turning will not be about getting a higher teaching. It will be about getting real.
Predictions like this are likely to be wrong. There is so little to go on. The bulk of this new sangha still hasn’t made their particular thoughts on the matter very cogent. Indeed, they’ve only begun to clear their throat. I am eager to hear what they have to say.
As an insight meditation teacher, reading Waking Up by Sam Harris was simultaneously joyful and shameful. It is a fine book that points to a weakness in the culture of awakening that is hard to look at directly. In his usual style, he is honest to the point of painful, and sometimes it can be hard to take.
Let me back up.
For those who don’t know Harris, he is a neuroscientist who became most well known for publishing The End of Faith, a book promoting the idea that what we believe influences how we behave, and that faith-based beliefs lead to rather irrational behavior. Like flying planes into buildings. He’s dry, technical, but funny and obviously not afraid of controversy. Apparently people really like that combination, because The End of Faith stayed on the New York Times bestseller list for over 30 weeks. Harris quickly moved from obscure neuroscientist to intellectual sensation, and was lumped in with Richard Dawkins, Christopher Hitchens and Daniel Dennett as the leading edge of a revitalized post-9/11 atheist movement described as “new atheism.” Together they were ironically dubbed the “four horsemen.”
But Harris is an odd fit among the horsemen. While Hitchens, Dennett, and Dawkins all rail against the privileged position that eastern spirituality seems to have among western intellectuals, Harris openly disagrees with them, making the case that despite the woo-woo clearly at work in the offerings of Deepak Chopra, The Secret, and similar new age flim-flam, there is something valuable to be found in the spiritual traditions of Asia that is being obscured, rather than revealed, by pop spirituality. He uses his public platform to urge people to dig a little deeper.
It turns out he is speaking from experience. Waking Up is not just an introduction to Buddhist meditation and the liberation that it leads to, it is a spiritual memoir told from the perspective of a consummate rationalist and skeptic. One who stumbles upon enlightenment.
After a few chapters of fleshing out why some spiritual practices are fruitful human endeavors and others are not, and correlating the claims of mystics with modern neuroscience, Harris gets down to the memoir part of his book and dishes on his own experiences. I was thrilled to read that Harris begins his spiritual search in U Pandita’s meditation center, where he practices a rigorous form of insight meditation. Harris is told that he is working through the progress of insight toward “cessation,” and will attain his first taste of awakening upon that strange moment of non-occurrence. For readers of my site, or fans of insight meditation, this should all sound very familiar.
When I read this part of the book I was rooting for Harris, excited to hear what he makes of the shift in consciousness that occurs after cessation. I looked at how many pages were left and anticipated that there would be a detailed account of how he reconciled his own encounter with nibbana with cutting edge brain science. This, I thought, is the book I’ve been waiting for.
So imagine my disappointment, shock really, when on the same page he reports that he couldn’t do it, and gave up.
No cessation. No stream entry. Zilch.
Something, I thought, went horribly wrong.
It is not exactly clear from the book what happened. In retrospect he reasons that moving toward a goal (cessation) did not feel like the right path to enlightenment, and that truth can be glimpsed no matter where one is on the path, and truth is not found in a state, cessation is not necessary and… his explanation started to feel fishy as I read it. Frankly, this sounds like a rationalization after the fact. Indeed, it sounds identical to what he was taught by the teachers and traditions that he encountered after he left Pandita’s center (Advaita and Dzogchen). So what was he really thinking and feeling at the time he threw in the towel?
A hint can be found in his description of the wall he hit during a year-long retreat:
“But cessation never arrived. Given my gradualist views at that point, this became very frustrating. Most of my time on retreat was extremely pleasant but it seemed to me that I’d merely been given the tools by which to contemplate the evidence of my non-enlightenment. My practice had become a vigil. A method of waiting, however patiently, for a future reward.”
Harris is describing an insight practice that has stalled out in one of the stages along the progress of insight. In another passage he points out that his movement through the progress of insight wasn’t very clear and although he had many interesting experiences he did not know if he was making any progress at all. Why didn’t he know?
What concerns me most about this is that Harris does not describe what would have been the best, most natural, and sensible antidote for his struggle: someone simply telling him where he was on the path and what to do to move on. I wonder what kind of book Waking Up would be if someone had simply taken him aside at that time and said “hey, relax, you are in lower equanimity. It goes on for a while and can sometimes feel uneventful. Here’s what you can do about it…”
Insight meditation, as a culture, is often one of information-restriction rather than transparency. A nascent movement, pragmatic dharma, has emerged largely in reaction to this, but it is still in its infancy and does not have much of a voice in mainstream meditation centers and media outlets (yet). The most traditional approaches still hold the biggest sway, and they are usually hierarchical, with the teacher knowing the details of the insight stages and which one the student is currently developing. The student’s role is to follow the instructions faithfully and not become too wrapped up in where they are on the path and when the cessation will come. There are many reasons why this approach developed, and many of them are very good reasons. But I don’t think these reasons work anymore, and Harris’s case is an example of why we can no longer afford to have an approach to insight meditation modeled on the norms of pre-modern hierarchical culture. It just doesn’t work very well. A few hundred years ago Harris may have stuck it out, not because it was a special time full of special people, but because his options would have been limited. In today’s world, he simply had better choices and felt empowered to pursue them. The important point is that Harris wasn’t failing as a meditator, he was most likely in a state of information-hunger about what was happening in his own mind. He deserved to know more. And as insight meditation grows and establishes itself in the west, we need to keep in mind that we can do a lot better than this.
I would recommend Harris’s book for a number of reasons. The skeptical approach to awakening, denuded of the dogma and superstition, is wonderful. It’s as if a portal into the future opened up and the reader can see what an approach to awakening will look like when we move beyond religion. The presence of neuroscience in a book about awakening is nothing new, but it is rarely presented so soberly and carefully (although the caution led to a lack of integration with the rest of the book). And finally, it is clear that Harris knows what awakening is from direct experience, and can discuss it as a field of human endeavor every bit as legitimate and practical as any art or science.
The book is a high wire act in a sense, where he balances between the assumptions of secular materialists on one hand and religious ideologues on the other. He invites each to see something in their direct experience that fails to fit into any dogma, and he does so with an understanding of both positions that is refreshing. I’m often frustrated with authors who are so intoxicated by spirituality that they’ve lost their mental footing and have succumbed to a kind of cognitive free fall, but equally odious are authors so rigidly skeptical that they refuse to look at the miracle of their own consciousness. Harris successfully creates an island in the gulf between the two perspectives. Hopefully, it will grow as others follow suit.
Ron answers questions on a whole range of meditation and psychology related topics, from the online BG community.
“Jill” is 32 and works as a lawyer in the southwest. She wrote to me explaining that during her meditation she sometimes feels a panic attack coming on and has disturbing mental images. She cannot control it and does not know what she is doing wrong. When we talk for the first time I ask her when it began. “It started a few months after my therapist taught me mindfulness…”
Third wave Cognitive-Behavioral Therapy (CBT) is the marriage of modern psychology and ancient buddhist meditation. It has grown rapidly in the past decade, and many psychologists and meditation teachers are enthusiastic about the development, seeing it as a blend of the very best of eastern wisdom with western psychological science. Third wave CBT goes under a variety of names such as Mindfulness-Based CBT (MBCBT), Dialectical Behavior Therapy (DBT), Acceptance and Commitment Therapy (ACT) and Mindfulness-Based Stress Reduction (MBSR). There are also less structured approaches and informal sitting groups springing up in clinics across the country. It is the rare hospital or clinic that does not have a meditation group these days. This has resulted in a historically unique situation. Psychologists, medical doctors, social workers and counselors are rapidly becoming the vanguard of meditation in the west, introducing people who may have never meditated to the practice.
All these approaches have the common elements of CBT (recognizing and challenging maladaptive thoughts) and a version of meditation that goes under the moniker “mindfulness meditation” or sometimes just “mindfulness.” A review of the treatment manuals for DBT, ACT, MBSR and MBCBT suggest that “mindfulness meditation” is something close to a “soft-vipassana.” The person doing meditation in these treatment protocols is instructed to watch thoughts and feelings come and go on their own without judgment. This leads to the insight that one does not need to believe in, or act on, thoughts or feelings. This is perfect for CBT, which emphasizes the importance of thoughts and beliefs as the drivers of mood disorders. I call mindfulness meditation a “soft” version of vipassana because it stops short of instructing the person to see that everything in awareness is coming and going and is not owned. It also does not emphasize the kind of intense or rapid momentary concentration that marks some vipassana techniques. Instead, clinical mindfulness focuses on relaxation and gentleness (but not samadhi) and points the person to watch thinking and emotional reactions. I would argue that these differences are a very good thing because, despite popular opinion, traditional vipassana would be terrible medicine for a person who is emotionally distraught, unstable, and unable to cope.
That last sentence may be a bit shocking to some. If you are like most people, you associate meditation, all types of meditation, with happiness, relaxation, and maybe even bliss. The idea that it could produce difficulty is not only counter intuitive, it is anathema to how meditation is presented in the west. If anything difficult does occur during the meditation the meditator is likely to feel that they are doing something wrong. If he or she goes to a meditation teacher the advice will likely be to just “let it go,” “drop it,” or my favorite, “thank your mind for it.” This is patronizing. It gives the false impression that if anything distressing does occur during meditation, the problem is one of technique or reactivity on behalf of the meditator. In reality difficult experiences in meditation, ones that are remarkably similar to the symptoms of many mood disorders, are so normal that the most ancient surviving meditation manuals in Buddhism go into great detail about them, categorizing them into six distinct types that occur in a specific order. Far from being a sign of poor meditation, they are actually described as a sign of deepening insight. In other words, the most ancient manuals not only affirm that difficult experiences occur during serious meditation, they posit that these experiences are supposed to happen. They are a definite sign of one’s movement along what the famous Burmese meditation master Mahasi Sayadaw coined The Progress of Insight, and are known as the “dukkha nanas” or “insights into suffering.” This might sound bad, but the good news is that these more distressing insights only occur when one is well on the way and down the path. Meditators usually have to go through a lot of sitting time, develop strong concentration, and become very equanimous before they can enter into the later insights. For this reason it is unlikely that a soft-vipassana approach can get one very far beyond the initial insights and into the dukkha nanas. So in a clinical setting if you stick to the instructions and don’t overdo it, nothing unsettling is likely to occur. I do not believe mindfulness meditation is intentionally designed for this, but if it was it would be a damn clever modification of traditional vipassana.
Despite the limits of mindfulness meditation, there is a problem. A small number of people in clinical settings are unexpectedly good at meditation. With the barest instruction, some people are able to launch themselves deep into the rabbit hole of insights that vipassana is intended to produce. It is an experience that can be troubling and even destabilizing, particularly if one has no idea that it is coming. As third wave CBT has boomed in the past decade these people have become a significant minority in the meditation community. Introduced to meditation through therapy, they find themselves on an emotional ride to which they never agreed, encountering upheavals and difficult truths at the very moment in their lives when they are least able to handle them. That is bad enough, but much worse is that many of the well-intentioned clinicians who teach these techniques have no idea that anything troubling could occur.
Many of the developers of these approaches received their training in meditation through Zen, which eschews the more old fashioned stage-models of insight, and therefore does not formally recognize the predictable difficulties that arise (though every Zen teacher I’ve met is cognizant of them and is well-prepared to handle them). Additionally, for reasons too complex to go into here, traditional vipassana teachers in the west have elected to present the practice without much emphasis on the traditional stages of insight. And so, without intending to, they often leave the simplistic impression that there are no difficulties associated with insight, and that more meditation equals more happiness. The inspired psychologists who learn from these teachers come away greatly impressed with meditation, but with little to no knowledge of the dukkha nanas. They return to their clinics, offices and hospitals and find novel ways to integrate meditation into the treatments of unstable people. Most of these people get great benefit. Some have a different experience, one that is unsettling. And while many meditators may object to this characterization, pointing out that their own experience of dukkha nanas was not so difficult, I would argue that most people who go through it with little trouble are not in the midst of therapy or suicidal.
People who have had this unexpected experience are growing in numbers and are starting to share with each other and with more traditional meditators. They have come to call the dukkha nanas the “dark night” after the Christian experience (some teachers believe they may be in the same mystical family if not the same thing). They are sharing and seeking advice on internet forums and in settings such as the Cheetah House and Dark Night Project where they feel they will not be told to simply “drop it” but will be supported in gaining understanding. They are an unseen, and as yet unrecognized, growing minority of western meditators. Many have no sangha, no formal teacher, no texts or canon, no philosophy or anything resembling “faith.” They are frequently alone, searching the Internet for anyone like themselves, trying to sift through the overwhelmingly positive pitch for meditation for some nugget of information that can illuminate their experience. Like refugees with no home, they do not understand what is happening to them or why, and they often do not know what to do or where to go for help.
This issue is not abstract for me and perhaps my own experience will shed light on why I care so much. Two years ago I received the green light from my teacher to begin teaching insight meditation. I put up a website, told those who knew me what I was up to, and waited to see who would be interested. While I made an effort to write in my own voice, which can be irreverent, what I presented was right down the middle vipassana. However, I did do one thing that was unusual and for which I am very grateful. I went against the common practice of downplaying the insight stages and instead put them front-and-center on the site. I did this because my teacher was clear about them with me, so I followed suit and was candid about them in my teaching. I made sure to include a rich description of the dukkha nanas and cautions to those who may be about to plunge into them. Unbeknownst to me this one gesture of understanding came to define my experience of teaching for the next two years, as the great majority of people who contacted me, and continue to contact me, are in the dark night. Most got into it through formal practice (amazingly, it doesn’t seem to matter much which technique or tradition). But I was alarmed when it seemed that a significant number, perhaps a third, learned to meditate from their therapist or from a group in a clinical setting. Sometimes they were actively suicidal at the time they learned to meditate. Interestingly, the majority never discussed their negative experiences while they were in therapy. Like the therapists themselves, they wanted to believe that meditation was helping, and so they dismissed what was occurring or blamed it on the thing that brought them to therapy in the first place.
As a psychologist this is more than a bit embarrassing, it is troubling. It is one of the ethical principles of psychology that no intervention is done without fully explaining the risks and benefits of the treatment. If an intervention could possibly cause distress, even mild distress, psychologists are ethically obligated to inform the person of this possibility and gain their informed consent before proceeding. Psychologists are not doing this when it comes to mindfulness meditation, chiefly because they do not know there are risks. But more and more people who have participated in it know that there are. This is not a situation created by malice, but by ignorance. Psychologists simply were not told this could ever happen, and were given the impression that the results of meditation were exclusively happiness, calm, and increased wellbeing. They are not to be blamed for this situation, as they have merely borrowed a problem that already existed in the way meditation was being taught to students in the west. It is a problem that continues and in some ways defines what “mainstream” meditation teaching is in the west.
While this is not psychology’s fault, it is only a matter of time before the consequences lay squarely on the shoulders of psychologists who teach mindfulness meditation. Sooner or later, those who teach it will learn about the progress of insight and the dark night. Either from writings like this or from patients themselves. When they do they will face an ethical dilemma about whether to continue teaching meditation in clinical settings. While meditation teachers can essentially “get away” with not telling people about the dark night, psychologists do not have this luxury. Ethically, we are obligated to acknowledge the risks and be cautious. This is not happening yet, but it is my sincere hope that those enamored of third wave CBT will examine not only the manuals and the studies, but look deeply into the descriptions of insight in the pali cannon. Even better, talk with meditators who have experienced a dark night, researchers who study it, or best of all dive into it and see what it is like. Psychologists might benefit most from going beyond mindfulness meditation, breaking loose of the manual, and seeing how far this practice can go. Then there might be more respect for the powerful, and sometimes life-shaking, changes that vipassana can create in the heart and mind. It is my hope that psychology will soon lose its infatuation with meditation, and begin to evaluate it as a tool for change in a more mature light, seeing both the promise and the dilemmas. Until this happens I expect the community of mindfulness meditation refugees to grow.
Metta meditation is a core practice for many people, and if you meditate or participate in a contemplative tradition, the concept of “self-compassion” is probably very familiar to you. Most versions of metta begin with one’s self as the object of compassion. As the well-known meditation teacher Jack Kornfield explained, “If your compassion does not include yourself, it is incomplete.” The logic of self-compassion is very sound. If you want to be compassionate to others, you must be compassionate to yourself first. You simply cannot give what you do not already have. As Pema Chodron has explained “in order to have compassion for others, we have to have compassion for ourselves.” Strong metta always includes the meditator in some sense.
While self-compassion has ancient roots in Buddhism, modern psychologists are only now discovering its importance for one’s psychological health. Researchers like Dr. Kristin Neff are finding that self-compassion can have a dramatic effect on one’s well-being, and the findings of her research are entering into mainstream publications. What psychologists like Neff are discovering is that the concept of self-compassion may not be just a warm-and-fuzzy idea, but a critical ingredient for living a whole and healthy life. Additionally, while psychology has traditionally viewed compassion or empathy as something akin to a stable trait, research is showing that it can be taught and learned (no big surprise to meditators). Dr. Neff proposes that self-compassion is actually a compound of three key processes: self-kindness rather than self-judgement, feelings of common humanity rather than isolation and mindfulness rather than over-identification with one’s feelings and experiences. Any meditator will recognize these immediately as core competencies in Buddhism. Whether they are parts of self-compassion can be debated, but a factor analysis of her scale shows that she may be on to something.
The single biggest objection to learning self-compassion is that it seems self-indulgent. Stopping to give yourself a break when you are tired, telling yourself that you’re only human when you make a mistake, or liking yourself despite your flaws may seem self indulgent at first glance – especially to someone that is unfamiliar with self-compassion. However, the research on self-compassion shows that it is associated with more personal initiative, not less. What might look like mild indulgence is actually a set of effective coping skills that lead people to be calmer, happier and more productive. People who practice self-compassion deal with failure with less anxiety, are more understanding, and have greater energy to work on the problems they face. Self-compassion means acknowledging failure and facing challenges honestly, while caring for oneself throughout. It is only indulgent when viewed from the perspective that what motivates us to succeed is fear of failure or punishment.
Meditation teachers who are also psychologists, like myself, are also taking notice of the emerging research and are beginning to recommend self-compassion as a valuable practice for virtually everyone. And in my psychology practice, once they have experienced the results of self-compassion for themselves, many parents are interested in fostering it in their children. In particular, parents and those who work with children are beginning to see self-compassion as a more skillful alternative to the intense focus on self-esteem that has dominated parenting guides in recent years.
While many parents want to teach self-compassion to their children the most traditional forms of generating self-compassion, like metta meditation, recitations and visualizations don’t fit well into most children’s lives. Can you imagine your child sitting still for 20 minutes and reciting a compassionate wish over and over? I didn’t think so. So the question becomes how do we teach what appears to be such an abstract concept to children? What follows are some concrete tips based on what I have learned from working with parents and children:
1. Label emotions, good and bad
Before children can skillfully work with difficult emotions and be kind to themselves they need to recognize what they are experiencing clearly, and having a word for the emotion goes a long way toward healthy coping. This is the childhood version of the skill adults call “mindfulness,” or clearly seeing one’s own experience in the moment. When a child is angry, sad, irritable, happy, surprised, jealous, etc. simply say “You’re feeling…” and label the emotion without judgment. Children will learn to do this for themselves and that is the first step toward doing something positive about feeling bad. Self-compassion is a natural outcome of self-understanding, so encourage your child to know him or her self well.
2. Show, don’t tell.
As Jim Henson once said, children “…don’t remember what you try to teach them. They remember what you are.” Children learn to be a good friend to themselves when they see adults do it right in front of their eyes, so don’t hold back. When you’ve had a bad day, explain that you are going to do something nice for yourself to feel better. When you make a mistake tell yourself out loud that it is OK to make mistakes and that is how we learn. Most of all, don’t hide your frustrations and difficulties from your child, share them, but always share them with a strong dose of being good to yourself.
3. Acknowledge failure and difficulty
An important part of self-compassion is an honest acknowledgement of failure and difficulty. Simply noting aloud that the science project did not work out or that it was difficult to get through that dentist visit is the first step toward recognizing that problems and failure are a part of our common humanity. When a child is comfortable owning failure as well as success, and continues to like herself despite the failure, then compassion is encouraged. As with the argument of self-indulgence, some may see accepting failure as a way to encourage more failure, but nothing could be further from the truth. Seeing failure or difficulty as an anomaly in what should be an endless chain of perfection is the source of much frustration and needless suffering.
4. Point out and praise
When you catch your child being kind to himself, let him know that you like it. Praising your child increases the likelihood that he will repeat what he was doing when you praised him, and specifically tying the praise to self-compassion is even more effective. Simply saying “I like it when you are nice to yourself” when you notice self-compassionate behavior will go long way toward making your child more kind to himself in the future.
5. Make a meme of self-compassion
While children never remember lectures, they do remember sayings and aphorisms. A simple turn of phrase, capturing the meaning in a memorable way, will stay with a child for years. When it comes to self-compassion, here are a few: “kindness begins with yourself”, “be nice to everybody, and don’t forget you’re part of everybody” and “we take care of each other and ourselves too.”
Teaching children skills like these can be hard work and don’t forget that parenting is sometimes the perfect place for you as a parent to practice self-compassion. Society teaches us to judge ourselves harshly for the mistakes we inevitably make as parents, and to focus on our failings and worry about our shortcomings. Ironically, parents do a much better job when they are not preoccupied with how well they are doing and instead focused on enjoying their time with their child. When the judging thoughts come, practice some self-compassion for yourself. This will be a great model for your child and a great way of looking after the both of you.
Mindfulness has become a wildly popular concept. It is rare that a term from a contemplative tradition breaks into popular culture with such vividness and recognition. Self-help sections in bookstores are now chock-full of guides on mindfulness for everyday living. In psychology, an alphabet soup of therapies capitalize on mindfulness, such as MBSR, MB-CBT, ACT, and DBT. It is no longer unusual to hear business gurus describe mindfulness as a way to increase productivity, sports trainers claim it as way to get in the zone and or celebrities tout it as fashionable. Mindfulness has struck a nerve in our popular culture, and people are looking to it for answers to their problems.
Mindfulness is sometimes presented as a panacea, a magic bullet that will strike down our illusions in a moment and make us smarter, happier and stress-free. This hype around mindfulness, while bringing greater attention to meditation, also blurs mindfulness in the public imagination into a vague cure-all. This snake-oil approach to mindfulness is what I call the Myth of Mindfulness.
With so much hype about mindfulness, it would be easy to assume that everyone knows what it is. Students who are new to meditation are often not clear on what mindfulness really is, and are too embarrassed to ask, because they assumed that if everyone is talking about it, then everyone else gets it. But in reality, pop culture definitions show that it is greatly misunderstood. So sincere practitioners get confused and are too embarrassed to ask about it. It sometimes gets defined as “attention,” “focus” or “being completely in touch.” In more mystical writings I have seen it described as “presence,” “surrender” or “being in the here and now.” In the psychological and stress reduction literatures there is a focus on mindfulness as being “nonjudgmental attention” and “radical acceptance.”
This is where meditators are often left scratching their heads. If mindfulness boils down to nonjudgmental acceptance of everything, and paying full attention in the moment, then how does it liberate us from our illusions? After all, someone deeply engrossed in a rampage during a game of Grand Theft Auto has great mindfulness by that definition. Someone breaking into a house is very mindful of every little noise they make, and is totally “present”. If you stop to think about it, I’m sure you can imagine many scenarios in which people can be “mindful” and do awful or even stupid things. So for someone trying to awaken, mindfulness by some of the most popular definitions doesn’t make a lot of sense. In the context of Buddhist meditation what does mindfulness really mean?
Mindfulness in four easy pieces
The reason why the popular definitions confuse beginning meditators is because they are meant to serve totally different ends than those in meditation. In the therapy literature mindfulness is intended to help the person relax and get in touch with their feelings, which is not the focus of mindfulness in Buddhist meditation (though it is often a nice side-effect). In the self-help literature mindfulness is often intended as a way to help the ego accomplish something or get something – which is actually the opposite of what mindfulness is used for in contemplative traditions. It may be cynical to say, but celebrity versions of mindfulness are simply meant to enhance a public persona and will remain in the public eye until mindfulness has jumped the shark. If the meditator relies on pop concepts of mindfulness, they will be working against the path rather than moving forward.
Many definitions of mindfulness that are out there leave out three-fourths of the picture. They have it right when they include attention, so we can think of that as the first piece. What follows is a discussion of the other three missing pieces.
Piece 2: Mindfulness of… a meditation object
In order to pay attention, accept, or be nonjudgmental you need something to pay attention to and be nonjudgmental about. What you need is called an “object” in meditation. An “object” has a special place in the world of meditation; it is what the meditator selects as the focus and centerpiece of the meditation. Objects come in all shapes and sizes. Just about anything (and literally “no-thing”) can be an object. Objects are what the mind uses to get the meditation going and keep it going. Some traditional objects are the breath, sensations in the body, a repeated word or phrase, a question, the flow of thoughts, mental images, painted discs called kasinas, emotions and hundreds of other things. In some traditions the goal of the meditation is to maintain an awareness of the object through literally every waking moment. In specialized practices the mind is allowed to freely wander and whatever it naturally focuses on becomes an object for an instant, before it moves on to something else. In the context of practice it is important to remember that mindfulness is always “mindfulness of…” there is always an object to which the attention is applied. This crucial piece is what is often missing in pop definitions of mindfulness, as if it were a disembodied process with nothing to anchor it in reality.
Piece 3: The Quality of Attention – Falling in love with the object
But this is not the whole picture. Mindfulness is not just being present in the moment. It is not simply attention, and it is not the object either. And it is not both. It is an intimacy between the meditator and object that is unique depending on the person and object. At this point, the attitude of the meditator plays a great role in mindfulness. The meditator begins to build a relationship with the object, to learn about it, understand it, and become deeply alive to it. The meditator needs to generate curiosity, interest and affection for the object. I once heard the concentration meditation teacher Tina Rasmussen describe this process as “falling in love with the object.” This is a perfect way of describing it.
Piece 4: Remembering to remember
Adding to the complexity, and depth, of this practice-oriented view of mindfulness is that it also includes the act of remembering – the last piece of the picture. Staying focused on an object, even for a few minutes, can be difficult. There is effort involved in staying with the object, especially at first, because the mind likes to wander off. What is needed is a constant act of remembering to pay attention to the object. This act of remembering is also referred to with the shorthand: “mindfulness.” This is the work of meditation and it can be very difficult for some meditators. I have been meditating for years and I still need to put effort in each time I choose an object and “put mindfulness before” me, as the Buddha described it. That initial effort gets easier and easier as time goes on, and eventually you will even take joy in that effort, as if the act of remembering brings with it the inspiration to keep at it.
A mature practitioner will see that though mindfulness does indeed include attention to the present moment, it is so much more. Mindfulness is the gentle, recurring, building of a relationship between the mind of the meditator and an object of meditation. To build this relationship the meditator constantly guides the mind back to the object and surrenders as much attention to the object as they can. In this process, the mind becomes quiet and still, and the object starts to become more and more joyful to watch. Once the meditator begins to master mindfulness, they will find that they are wondering “…is this it? There must be more than this.” And the answer is that there is much, much more. When mindfulness increases, so do the other factors of meditation, particularly concentration, energy and investigation. At this point, two things can happen, the meditator can increase attention so much that they experience “absorption” with the object, in which the object seems to absorb the whole of experience, or the meditator can begin investigating the object to see if the teachings of the Dharma are true (check out the General Dharma page for more). What the meditator will inevitably discover though, is that mindfulness is not all that there is to meditation and awakening. Mindfulness is the foundation upon which more complex and subtle meditative techniques rest. It is the first skill a meditator learns, the one that is done throughout all of one’s practice as a supporting background, and the one that continues to need refreshing even after enlightenment.
Once the meditator has mastered mindfulness, they may be surprised by what he or she is not experiencing. The meditator finds that mindfulness does not translate into a complete lack of stress, or a solution to the problems of life. The meditator will not become more beautiful, begin to make genius business decisions or suddenly dunk baskets like a star. In fact, becoming even more sensitive and attentive in general might make you more irritable, not less! This might seem like a let down to those who have bought into the myth of mindfulness, but that is only because the myth caters to the very thing that all of pop culture caters to: the ego. In developing and truly experiencing mindfulness, the meditator cannot help but gradually shed illusions, and the biggest illusion of all is the self. This can happen in a sudden wallop of absorption, on through the gradual erosion of illusion that insight produces. Either way, if you engage in a sincere practice of mindfulness you will find that while the myth sounded nice, the reality is far far better.